SIE Exam: Understanding Products and Their Risks Practice Test 10

1. ETFs operate with a pricing exemption from which of the following acts?

2. Which of the following assists the investor in obtaining a return that is opposite of that of a target index?

3. Which of the following provides a return that uses borrowing to potentially improve returns above that of the target index?

4. The S&P 500 is an example of which of the following?

5. Which of the following has the most members?

6. Which of the following indexes tracks the small company segment of the U.S. market?

7. Which of the following indexes tracks the return of 98 percent of publicly-traded U.S. stocks?

8. Which of the following market indexes is a component of the Composite Index of Leading Indicators, also known as the Leading Economic Index (LEI)?

9. Which of the following is the most well-known, oldest, and largest ETF?