SIE Exam Question 976: Answer and Explanation

Question: 976

All but which of the following information is commonly found in a mutual fund prospectus?

  • A. Fees and expenses
  • B. Investment objectives
  • C. Principal risks of investing in the fund
  • D. All of the above are correct.

Correct Answer: D

Explanation:

A mutual fund prospectus includes fees and expenses, investment objectives, and principal risks of investing in the fund.

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