SIE Exam Question 966: Answer and Explanation

Question: 966

Which of the following documents is sent to shareholders informing them of when and where a shareholders' meeting is taking place? It also details the matters to be voted on during the meeting.

• A. Offering circular
• B. Program disclosure
• C. Prospectus
• D. Proxy statement

Correct Answer: D

Explanation:

A proxy statement is sent to shareholders informing them of when and where a shareholders' meeting is taking place. It also details the matters to be voted on during the meeting.