SIE Exam Question 962: Answer and Explanation

Question: 962

Beta Corporation, a broker-dealer, would like to withdraw their state registration.

Which of the following forms must Beta Corporation submit to withdraw registration?

• A. Form ADV-W
• B. Form BDW
• C. Form BR
• D. Form W

Correct Answer: B

Explanation:

Beta Corporation must submit Form BDW to withdraw their state registration.