SIE Exam Question 926: Answer and Explanation

Question: 926

Which of the following is the initial registration form for new securities required by the SEC for U.S.-based public companies?

• A. Form F-1
• B. Form S-1
• C. Form T-1
• D. Form U-1

Correct Answer: B

Explanation:

Form S-1 is the initial registration form for new securities required by the SEC for U.S.-based public companies.