SIE Exam Question 918: Answer and Explanation

Question: 918

Which of the following is a group of investment banks that work together to sell new security offerings to investors?

  • A. Registration syndicate
  • B. Subscription syndicate
  • C. Underwriting syndicate
  • D. None of the above are correct.

Correct Answer: C

Explanation:

An underwriting syndicate is a group of investment banks that work together to sell new security offerings to investors.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests