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SIE Exam Practice Question 898

Question: 898

Which of the following is the oldest international investor protection organization and is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice? Its membership consists of administrators from the territories, districts, and states of the U.S., Mexico, and Canada.

Correct Answer: B

Explanation:

The NASAA (North American Securities Administrators Association) is the oldest international investor protection organization and is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice. Its membership consists of administrators from the territories, districts, and states of the U.S., Mexico, and Canada.

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