SIE Exam Question 892: Answer and Explanation

Question: 892

Which of the following is a model statute designed to guide each state in drafting its state securities laws? It was created by the National Conference of Commissioners on Uniform State Laws.

  • A. Maloney Act
  • B. Patriot Act
  • C. Uniform Prudent Investors Act
  • D. Uniform Securities Act

Correct Answer: D

Explanation:

The Uniform Securities Act was created by the National Conference of Commissioners on Uniform State Laws, and is a model statute designed to guide each state in drafting its state securities laws.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests