SIE Exam Question 863: Answer and Explanation

Question: 863

Which of the following is the maximum criminal fine for an individual who commits an insider trading violation?

  • A. $1 million
  • B. $5 million
  • C. $10 million
  • D. $15 million

Correct Answer: B

Explanation:

The maximum criminal fine for an individual who commits an insider trading violation is $5 million.

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