SIE Exam Question 86: Answer and Explanation

Question: 86

A member may not publish a research report regarding a subject company for which the member acted as manager or co-manager of an IPO for _________ days following the date of the offering.

• A. 20 calendar days
• B. 20 business days
• C. 40 calendar days
• D. 40 business days

Correct Answer: C

Explanation:

A member may not publish a research report regarding a subject company for which the member acted as manager or co-manager of an IPO for40 calendar days following the date of the offering.