SIE Exam Question 85: Answer and Explanation

Question: 85

A municipal security advertisement that concerns the facilities, services, or skills with respect to municipal securities of such broker, dealer, or municipal securities dealer or of another broker, dealer, or municipal securities dealer is the definition of _____________.

• A. Professional advertisement
• B. Product advertisement
• C. New issue product advertisement
• D. Municipal fund security product advertisement

Correct Answer: A

Explanation:

A municipal security advertisement that concerns the facilities, services, or skills with respect to municipal securities of such broker, dealer, or municipal securities dealer or of another broker, dealer, or municipal securities dealer is the definition of a professional advertisement.