SIE Exam Question 765: Answer and Explanation

Question: 765

Which of the following was the self-regulatory organization for the over-the-counter market, and is now part of FINRA?

  • A. NAC
  • B. NASAA
  • C. NASD
  • D. NYSE

Correct Answer: C

Explanation:

The NASD (National Association of Securities Dealers) was the self-regulatory organization for the over-the-counter market and is now part of FINRA.

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