SIE Exam Question 758: Answer and Explanation

Question: 758

Which of the following allows a firm to file one registration statement covering several issues of the same security? The securities can then be sold over a period of several years.

  • A. Deferred registration
  • B. Omitting registration
  • C. Shelf registration
  • D. Statutory registration

Correct Answer: C

Explanation:

Shelf registrations allows a firm to file one registration statement covering several issues of the same security. The securities can then be sold over a period of several years.

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