SIE Exam Question 729: Answer and Explanation

Question: 729

To promote and enhance cyber security, a Registered Investment Advisor's Chief Compliance Officer should educate firm employees about which of the following fraudulent activities that involves obtaining financial or other confidential information from internet users, usually by sending an email that looks as though it has been sent by a legitimate organization? The email usually contains a link to a fake website that looks authentic.

  • A. Phishing
  • B. Spamming
  • C. Spoofing
  • D. Worming

Correct Answer: A

Explanation:

Phishing is a fraudulent activity that involves obtaining financial or other confidential information from internet users, usually by sending an email that looks as though it has been sent by a legitimate organization. The email usually contains a link to a fake website that looks authentic.

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