SIE Exam Question 7: Answer and Explanation

Question: 7

What is the minimum time period that may be used in material promoting past records of research recommendations in connection with purchases or sales?

  • A. Six months
  • B. One year
  • C. Three years
  • D. Five years

Correct Answer: B

Explanation:

Material promoting past records of research recommendations, in connection with purchases or sales, must cover at least a one-year time period.

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