SIE Exam Question 695: Answer and Explanation

Question: 695

Which of the following regulations contains rules providing exemptions from the registration requirements under the Securities Act of 1933?

  • A. Regulation A
  • B. Regulation G
  • C. Regulation T
  • D. Regulation U

Correct Answer: A

Explanation:

Regulation A contains rules providing exemptions from the registration requirements under the Securities Act of 1933.

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