SIE Exam Question 613: Answer and Explanation

Question: 613

Which of the following provides an exemption from registration for public offerings and includes two offering tiers (Tier 1 and Tier 2)?

  • A. Regulation A
  • B. Regulation D
  • C. Regulation G
  • D. Regulation T

Correct Answer: A

Explanation:

Regulation A provides an exemption from registration for public offerings and includes two offering tiers (Tier 1 and Tier 2).

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests