SIE Exam Question 559: Answer and Explanation

Question: 559

Which of the following is a self-regulatory organization (SRO)?

  • A. FINRA
  • B. NYSE
  • C. SIPC
  • D. All of the above are correct.

Correct Answer: D

Explanation:

FINRA, NYSE, and SIPC are self-regulatory organizations (SROs).

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