SIE Exam Practice Question 485

Question: 485

A testimonial by a compensated expert, citing the results she realized following a member's recommendations, must include which of the following?

I. The name of the principal who approved the ad.

II. A statement detailing the expert's credentials.

III. A statement that the individual is a compensated spokesperson.

IV. A statement that past performance is not a guarantee of future performance.

A. I and II.

B. II, III, and IV.

C. I, II, and III.

D. All of the above.