SIE Exam Question 485: Answer and Explanation

Question: 485

A testimonial by a compensated expert, citing the results she realized following a member's recommendations, must include which of the following?

I. The name of the principal who approved the ad.

II. A statement detailing the expert's credentials.

III. A statement that the individual is a compensated spokesperson.

IV. A statement that past performance is not a guarantee of future performance.

  • A. I and II.
  • B. II, III, and IV.
  • C. I, II, and III.
  • D. All of the above.

Correct Answer: B

Explanation:

B: All of the choices listed must be included, except for the name of the principal who approved the ad for use.

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