SIE Exam Practice Question 427

Question: 427

Front-running refers to the practice of:

Correct Answer: C

Explanation:

C: Front-running is the practice of trading for one's own account in front of a large customer trade (for example a block trade of 10,000 or more shares), because you believe the order will impact the market price of the security. It is a form of insider trading.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests