SIE Exam Question 300: Answer and Explanation

Question: 300

Creating false activity in a security to attract new purchases is a fraudulent practice known as:

  • A. Front running.
  • B. Active concealment.
  • C. Painting the tape.
  • D. Trading ahead.

Correct Answer: C

Explanation:

C: This is known as painting the tape, matched purchases, or matched sales.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests