SIE Exam Question 29: Answer and Explanation

Question: 29

Which of the following information is not required as part of the requirement to know your customer?

  • A. Occupation and employer
  • B. Investment experience
  • C. Legal address
  • D. Level of education

Correct Answer: D

Explanation:

A customer's level of education is not required as part of the requirement to know your customer (KYC).

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests