SIE Exam Question 243: Answer and Explanation

Question: 243

The Securities Industry Essentials examination gives a candidate

• A. the right to engage in phone solicitation of sales prospects
• B. the right to trade securities
• C. the right to take one or more of the top-off representative exams
• D. all of the above

Correct Answer: C

Explanation:

C: This SIE exam enables the candidate to take one of several different FINRA registered reps exam.