SIE Exam Question 229: Answer and Explanation

Question: 229

In most cases, Federal Securities Laws:

  • A. Are given the same weight as State securities laws
  • B. Are subordinate to State securities laws
  • C. Supersede State securities laws
  • D. None of the above

Correct Answer: C

Explanation:

C: Federal securities laws typically supersede State laws.

All content of site and practice tests © 2022 Jack.
Quick View

FINRA Practice Tests