SIE Exam Question 168: Answer and Explanation

Question: 168

Which of the following items should not be taken into consideration when determining investment suitability?

  • A. Annual income
  • B. Investment experience
  • C. Net worth
  • D. None of the above

Correct Answer: D

Explanation:

Annual income, investment experience, and net worth should all be taken into consideration when determining investment suitability.

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