SIE Exam Question 167: Answer and Explanation

Question: 167

Which of the following is an SRO?

• A. New York Stock Exchange
• B. NASDAQ Stock Market
• C. Chicago Board of Options
• D. All of the above

Correct Answer: D

Explanation:

The New York Stock Exchange, NASDAQ Stock Market, and Chicago Board Options Exchange are all self-regulatory organizations (SROs).