SIE Exam Question 161: Answer and Explanation

Question: 161

A member may not publish a research report regarding a subject company for which the member acted as manager or co-manager of a secondary offering for _________ days following the date of the offering.

  • A. 10 calendar days
  • B. 10 business days
  • C. 20 calendar days
  • D. 20 business days

Correct Answer: A

Explanation:

A member may not publish a research report regarding a subject company for which the member acted as manager or co-manager of a secondary offering for 10 calendar days following the date of the offering.

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