Series 10 Exam Question 52: Answer and Explanation

Question: 52

Trades between two MSRB members must be reported to:

  • A. The NSCC.
  • B. The NYSE.
  • C. FINRA.
  • D. The MSRB.

Correct Answer: A

Explanation:

Trades between two MSRB members are reported to the NSCC.

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