Series 10 Exam Question 46: Answer and Explanation

Question: 46

Which of the following assists in the execution of third-market trades?

  • A. ACES
  • B. TRACE
  • C. Nasdaq Market Center
  • D. AutoEX

Correct Answer: C

Explanation:

The Nasdaq Market Center for Listed Securities executes third-market transaction and prevents trade-throughs.

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