Series 10 Exam Question 37: Answer and Explanation

Question: 37

A Regulation A offering as amended by the JOBS Act pertains to an:

  • A. Intrastate offering of securities.
  • B. Offering of bonds.
  • C. Offering of $75 million or less.
  • D. Offering of $30 million or less.

Correct Answer: C

Explanation:

A Regulation A offering covers an offering of $75 million or less in a 12-month period.

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