Series 7 Exam Question 66: Answer and Explanation

Question: 66

When making a public offering, which of the following documents is a limited partnership required to file with the SEC?

  • A. Certificate of limited partnership
  • B. Agreement of limited partnership
  • C. Subscription agreement
  • D. Both (A) and (B)

Correct Answer: A

Explanation:

A. A limited partnership must file a Certificate of Limited Partnership with the SEC prior to making a public offering.

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