Series 7 Exam Question 213: Answer and Explanation

Question: 213

All of the following are types of state securities registration EXCEPT

• A. Notification
• B. Coordination
• C. Qualification
• D. Quantification

Correct Answer: D

Explanation:

D. Unless exempt, securities must be registered on the state level as well as with the SEC. State registration types are notification, coordination, and qualification.