Series 7 Exam Question 143: Answer and Explanation

Question: 143

Corporate and partnership documents must be kept by a brokerage firm for

  • A. a minimum of 2 years
  • B. a minimum of 3 years
  • C. a minimum of 6 years
  • D. the lifetime of the firm

Correct Answer: D

Explanation:

D. All corporate and partnership documents must be kept for the lifetime of the firm.

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